KEEPING YOUR BUSINESS SAFE
Other and above AML/CFT, financial institutions have an obligation to comply with all applicable legislations and subsidiary legislations. This includes regulatory requirement applicable to the specific authorisation and license held by a company to conduct financial services.
How can we help?
Our team has experience in working with companies established and regulated in different jurisdictions. We can provide the below services to better assist you:
- Conduct a Regulatory Health Check
- Assisting in the ongoing monitoring of your Regulatory Compliance
- Drafting of a Regulatory Compliance Manual together with other applicable documents and forms
- Ensure an ongoing reporting of your Regulatory Compliance to Senior Management
- Preparation of new application license to the regulator